Our Clients

Financial planners, retail investors, wholesale investors, stockbrokers, superannuation fund members, managed investment schemes, credit licensees, authorised representatives, consumers, AFSL's, Fintechs, employees of financial services businesses, insurance brokers, insurance consumers, accountants, self-funded retirees.

Our Services

Investor and consumer complaints in courts, Financial Ombudsman's scheme, Credit and Investments Ombudsman and Superannuation Complaints Tribunal, sale and purchase of financial services business, representation before ASIC (bannings, examinations, notices), establishment of managed investment schemes, restraint of trade disputes, disputes involving managed investment schemes, financial services actions in all Courts, independent expert work, disputes between AFSLs and authorised representatives, disputes between AFSLs, complaints and actions against insurers, AMLCTF, product development, review and sign-off of promotional materials (including websites), crowd-source funding, authorised representative agreements, client services agreements, responsible lending complaints, AFS licensing, ACL licensing. 

70 years of combined financial services experience