Halsey Legal Services Pty Ltd is delighted to welcome a number of new clients. For the benefit of our new and existing clients, we have included a brief description of our services below. For further information, please contact any one of us.
Our core services include:
- ASIC enforcement – legal advice and representation.
- Client disputes – Financial Ombudsman Service (FOS), Credit Ombudsman Service Limited (COSL), mediation and all courts.
- Sales and purchases of financial services, accounting and credit services businesses and client registers.
- Shareholder Agreements.
- Commercial contractual issues (including restraints).
- Representatives and licensees – legal advice and representation regarding commercial issues and disputes.
- Conciliation and mediation services.
- Corporate governance.
- Training and education.
- Taxation and structuring advice for financial services and credit clients.
- Managed Investment Schemes – advice, structuring, documentation and disputes.
NEW - streamlined MIS offering
Would you like to establish and operate your own unregistered managed investment scheme (MIS)? We offer a streamlined MIS as part of our core services.
Our MIS package includes the following:
- Comprehensive Data Collection Form.
- Unit Trust Deed.
- Information Memorandum.
- Authorisation Agreement (i.e. a Corporate Authorised Representative Agreement or Intermediary Authorisation Agreement, depending on your requirements).
- Fund Management Agreement.
Our streamlined process is designed to produce a timely and cost-effective result. If you already have a suitable licensing arrangement in place (i.e. your AFSL or arrangements with another AFSL), it is possible to complete the legal establishment process in 2 weeks for an unregistered scheme.
For further information, please contact Fiona Halsey on (08) 9381 2914 or at MIS@halseys.com.au.
Licensee Solutions can also work with Halseys to obtain your own AFS licence to operate your own managed investment scheme.
Licensee Solutions is able to assist with the following:
- Ensure your AFS licence is appropriate for the scope of work undertaken.
- Liaise with ASIC to streamline the licence application process.
- Assist with ongoing compliance obligations once your AFS licence is approved.
- Provide advice in relation to governance of AFS licences and managed investment schemes.
For further information, please telephone Kah Wai Hew on (08) 9381 6187.
