Commercial
We can help you to establish or maintain an MIS by providing:
- advice on the best structure for the entities involved and the outcomes to be achieved
- documents, including compliance plans, constitutions, intermediary agreements, mandate letters and disclosure documents such as product disclosure statements
- advice on key outsourcing arrangements including custody, administration, registration and broker arrangements
- technical regulatory and compliance advice
- advising on structuring fees, profit sharing arrangements (such as performance fees) and employee incentive arrangements
- advising on corporate governance, conflict resolution mechanism and regulatory compliance
- review marketing materials or any existing disclosure documents
- advice in respect of incentive programs for retaining key funds management personnel
- liaison with ATO, and obtaining product rulings where appropriate
Dispute Resolution
We are experienced in the resolution and management of disputes relating to Managed Investment Schemes.
