Halseys offers the financial services industry and credit industry legal services in two core areas - legal advice and representation.
Advice
Halseys provides a complete range of legal and commercial advice, legal documentation and services including:
- Representative agreements
- Sales and acquisitions of financial planning and financial broking businesses and client registers
- Reviews of retail and promotional documentation, procedures and promotional activities
- Legal due diligence on financial products and approved product lists
- Conciliation and mediation services
- General due diligence
- Optimal structuring of financial services and credit businesses
Representation
Halseys’ expertise in representation within the financial services and credit industries covers the core areas of:
- Client disputes
- Complaints handling and dealings with ASIC, including complex litigation
- ASIC and ATO audits, hearings, examinations, administrative enforcement actions and the negotiation of enforceable undertakings with ASIC
- Litigation in all courts and tribunals
- Superannuation disputes
- Financial Ombudsman’s Service (FOS)
- Licensee - representative disputes, with particular skills and experience in restraint of trade matters
- Alternative dispute resolution
