Financial Services
Lawyers
Our services include AML/CTF, investor and consumer complaints in courts and at Australian Financial Complaints Authority (AFCA), sale and purchase of financial services business, representation before ASIC and AUSTRAC (bannings, examinations, notices), establishment of managed investment schemes, restraint of trade disputes, disputes involving managed investment schemes, financial services actions in all Courts, independent expert work, disputes between AFSLs and authorised representatives, disputes between AFSLs, complaints and actions against insurers, product development, review and sign-off of promotional materials (including websites), crowd-source funding, authorised representative agreements, client services agreements, responsible lending complaints, AFS licensing and ACL licensing.
Our clients are financial planners, retail investors, wholesale investors, lawyers, real estate agents, accountants, stockbrokers, superannuation fund members, managed investment schemes, credit licensees, authorised representatives, consumers, AFSL's, Fintechs, employees of financial services businesses, insurance brokers, insurance consumers and self-funded retirees.
